Financial Services Advisory
Independent cybersecurity advisory for UK financial advisers.
Meet Financial Conduct Authority (FCA) expectations, protect high-net-worth client assets, and defend against sophisticated email compromise without expensive vendor retainers.
Threat vector
Defending client capital from interception
Client investment & pension diversion
Attackers forge client email requests for pension drawdowns or bank detail alterations, exploiting informal approval chains.
FCA SYSC 13 & operational resilience
Firms must maintain robust operational risk systems, requiring proof of backup immutability and tested business continuity.
Third-party platform risk
Integration with wrap platforms, CRM systems, and client portals creates extended attack surfaces that require strict access boundaries.
Align with FCA resilience standards
We audit Microsoft 365, wrap portal access, call-back procedures, and immutable backup copies.